Dieter Walters

STANCORP INVESTMENT ADVISERS

Corona, CA

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CRD#: 5865262

Professional summary

Dieter Walters, who also goes by Dieter L Walters, Dieter Legrand Walters, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Corona, California and STANCORP EQUITIES, INC. located in Portland, Oregon.

Dieter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Dieter has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

Aliases

Dieter L Walters | Dieter Legrand Walters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dieter Walters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2025 - Present

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

Corona, CA

Current

December 12, 2025 - Present

STANCORP EQUITIES, INC.

Office #1: 1100 Sw 6th Avenue, Portland, OR 97204

CRD#: 19517

PORTLAND, OR

Past

August 12, 2022 - March 11, 2025

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Corona, CA

Past

August 12, 2022 - March 11, 2025

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

WASHINGTON, DC

Past

February 7, 2020 - August 16, 2022

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

Corona, CA

Past

February 6, 2020 - August 16, 2022

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

October 10, 2018 - February 7, 2019

STATE FARM INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 3487

West Jordan, UT

Past

October 5, 2018 - February 7, 2019

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

December 2, 2014 - December 31, 2016

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

NORTH SALT LAKE, UT

Past

December 2, 2014 - December 31, 2016

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

NORTH SALT LAKE, UT

Past

November 3, 2011 - November 26, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

February 4, 2011 - November 24, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/15/2026)

California
(12/12/2025)

IAR

California
(12/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

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Contact information

Main Address

1100 Sw Sixth Avenue, Portland, OR 97204

Mailing Address

900 Sw Fifth Avenue C22, Portland, OR 97204

Phone number

(800) 858-5420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	103,728
AUM (Assets Under Management)	$ 33,592,166,292

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2026	Cover Page	Report
04/29/2025	Cover Page	Report
03/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dieter Walters

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dieter Walters's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANCORP EQUITIES, INC.

MISSIONSQUARE RETIREMENT

MISSIONSQUARE WEALTH MANAGEMENT

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM VP MANAGEMENT CORP.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STANCORP INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2011

Series 63

Date: 1/28/2011

Series 6TO

Date: 1/2/2023

SIE

Date: 12/31/2016

Series 7

Date: 2/3/2011

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STANCORP INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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