Erik A. Beck

BECK BODE LLC

DEDHAM, MA 02026

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CRD#: 5865126

Professional summary

Erik Aaron Beck is a registered financial advisor currently at BECK BODE LLC located in Dedham, Massachusetts.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Erik has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)5/14/2014-BECK BODE WEALTH MANAGEMENT/DBA ONLY/100%/SUWANEE, GA. 2) 7/2/2014: REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP, LLC - (HYBRID) PRIVATE ADVISOR GROUP, LLC - TIME SPENT 100% - SUWANEE, GA. 3) 08/01/2017 - TRAINER - SUGAR HILL FIT BODY BOOTCAMP - ELLISON 48 ENTERPRISES - 4296 OLD SUWANEE RD. UNIT 12 BUFORD, GA 30518 - HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 4 - HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 32 - PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 7

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Aaron Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2016 - Present

BECK BODE LLC

Office #1: 858 Washington Street Suite 100, Dedham, MA 02026

RIA

CRD#: 282611

DEDHAM, MA

Past

May 21, 2014 - June 17, 2016

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

SUWANEE, GA

Past

May 14, 2014 - May 4, 2015

LPL FINANCIAL LLC

CRD#: 6413

SUWANEE, GA

Past

April 15, 2013 - May 21, 2014

MORGAN STANLEY

RIA

CRD#: 149777

ALPHARETTA, GA

Past

April 12, 2013 - May 21, 2014

MORGAN STANLEY

CRD#: 149777

ALPHARETTA, GA

Past

April 21, 2011 - March 6, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALPHARETTA, GA

Past

February 1, 2011 - March 6, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/26/2016)

IAR

Massachusetts
(2/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/31/2011

General Securities Representative Examination

Current Firm

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

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Contact information

Main Address

858 Washington Street Suite 100, Dedham, MA 02026

Mailing Address

Phone number

(617) 209-2224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BECK BODE LLC PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,544
AUM (Assets Under Management)	$ 615,926,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik A. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Aaron Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BECK BODE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2011

SIE

Date: 5/4/2015

Series 7

Date: 1/31/2011

Current Firm

BECK BODE LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BECK BODE LLC

TRUST BUT VERIFY

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