William C. Littlefield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William C Littlefield, who also goes by Bill Littlefield, William C Littlefield, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2011. William had worked at 2 firms and has passed the Series 79 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - May 2, 2013
KUHNS BROTHERS SECURITIES CORPORATION
October 14, 2011 - September 24, 2012
CAPSTONE INVESTMENTS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KUHNS BROTHERS SECURITIES CORPORATION
CRD#: 47331 / SEC#: , 8-51748
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
