Katrine E. Vange Keller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katrine Ellen Vange Keller, who also goes by Katrine Vange Keller, Ellen Katrine Vange, Katrine Ellen Vange, was a registered financial professional .
Katrine is a previously registered financial professional and started their career in finance in 2013. Katrine had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2017 - November 2, 2018
TELEMUS CAPITAL, LLC
November 22, 2013 - November 15, 2017
BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
TELEMUS CAPITAL, LLC
CRD#: 168794 / SEC#: 801-78535
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 4,367 |
| AUM (Assets Under Management) | $ 2,972,199,618 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/11/2024 | ||
| 11/22/2022 | ||
| 02/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
