Alexander Longo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Longo, who also goes by Alexander Longo Jr, Alexander Longo Jr., was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2011. Alexander had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2022 - June 8, 2026
EATON VANCE DISTRIBUTORS, INC.
February 27, 2019 - January 15, 2022
MORGAN STANLEY DISTRIBUTION, INC.
July 31, 2014 - February 25, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 13, 2012 - July 22, 2014
MORGAN STANLEY
December 13, 2012 - July 22, 2014
MORGAN STANLEY
June 22, 2012 - October 25, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 22, 2012 - October 25, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 18, 2011 - May 16, 2012
A.G.P. / ALLIANCE GLOBAL PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
