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JH

James D. Hartsock

ACI WEALTH ADVISORS
DALLAS, TX 75243
Some features on this profile are disabled
CRD#: 5864610
JH

Professional summary

James Dak Hartsock is a registered financial advisor currently at ACI WEALTH ADVISORS located in Dallas, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dak Hartsock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2011 - Present

ACI WEALTH ADVISORS

Office #1: 9330 Lbj Frontage Road Suite 900, Dallas, TX 75243
RIA
CRD#: 155494
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/15/2013)
IAR
Florida
(2/3/2011)
IAR
Texas
(10/25/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/31/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 3/30/2010
National Commodity Futures Examination

Current Firm

AW
ACI WEALTH ADVISORS
ACI WEALTH ADVISORS | BRAND NAME PROCESS PORTFOLIOS USED TO DESCRIBE SPECIFIC PORTFOLIOS | ALTERNATIVE CAPITAL INVESTMENTS, LLC | ALTERNATIVE CAPITAL INVESTMENTS | ACTIVE CAPTIAL INVESTMENTS WEALTH ADVISORS LLC | ACTIVE CAPITAL INVESTMENTS WEALTH ADVISORS, LLC | ACI WEALTH ADVISORS, LLC

CRD#: 155494 / SEC#:

California
Registered Investment Advisory firm - (3/15/2013 Approved)
Florida
Registered Investment Advisory firm - (2/3/2011 Approved)
Texas
Registered Investment Advisory firm - (10/25/2018 Approved)
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Contact information

Main Address
9330 Lbj Frontage Road Suite 900, Dallas, TX 75243
Mailing Address
Phone number
(888) 407-4472
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts163
AUM (Assets Under Management)$ 25,896,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACI WEALTH ADVISORS

CRD#: 155494Dallas, TX 75243

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