CD
Carlos Eduardo Duarte Ribeiro Filho
BTG PACTUAL ASSET MANAGEMENT US
New York, NY 10022
Some features on this profile are disabled
CRD#: 5864578
CD
Professional summary
Carlos Eduardo Duarte Ribeiro Filho, who also goes by Carlos Filho, Carlos Ribeiro, is a registered financial advisor currently at BTG PACTUAL ASSET MANAGEMENT US , LLC located in New York, New York and BTG PACTUAL US CAPITAL, LLC located in New York, New York.
Carlos Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Carlos Eduardo has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carlos Filho | Carlos Ribeiro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
* 423550 �?" CCMT Holdings LLC; Investment related Yes; Rye, NY; Real Estate; Investor, Officer (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements. *532304- CCPM Holdings, LLC; Investment I am currently employed as the Investment Advisor of BTG Pactual Asset Management US, LLC, located at 601 Lexington avenue 57th floor, New York, NY 10022. BTG Pactual Asset Management US, LLC, is a SEC Registered Investment Adviser and an affiliate of BTG Pactual US Capital, LLC. My employment at BTG Pactual Asset Management US LLC commenced on December 2024. Approximately 5% of my work time is devoted to my role as the Investment Advisor of BTG Pactual Asset Management US.
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Eduardo Duarte Ribeiro Filho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2024 - Present
BTG PACTUAL ASSET MANAGEMENT US , LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022RIA
CRD#: 152538
New York, NY
Current
November 1, 2024 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831BD
CRD#: 149486
New York, NY
Past
July 28, 2015 - November 12, 2024
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
July 6, 2015 - November 12, 2024
MORGAN STANLEY
BD
CRD#: 149777
New York, NY
Past
March 23, 2011 - July 7, 2015
SAFRA SECURITIES LLC
BD
CRD#: 47873
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
Registered Investment Advisory firm - (1/19/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/21/2025)
RR
Alaska(1/21/2025)
RR
Arizona(1/21/2025)
RR
Arkansas(1/21/2025)
RR
California(1/21/2025)
RR
Colorado(1/21/2025)
RR
Connecticut(1/21/2025)
RR
Delaware(1/21/2025)
RR
District of Columbia(1/21/2025)
RR
Florida(11/1/2024)
IAR
Florida(1/18/2025)
RR
Georgia(1/21/2025)
RR
Hawaii(1/21/2025)
RR
Idaho(1/21/2025)
RR
Illinois(1/21/2025)
RR
Indiana(1/21/2025)
RR
Iowa(1/21/2025)
RR
Kansas(1/21/2025)
RR
Kentucky(1/21/2025)
RR
Louisiana(1/21/2025)
RR
Maine(1/21/2025)
RR
Maryland(1/21/2025)
RR
Massachusetts(1/21/2025)
RR
Michigan(1/21/2025)
RR
Mississippi(1/21/2025)
RR
Missouri(1/21/2025)
RR
Montana(1/21/2025)
RR
Nebraska(1/21/2025)
RR
Nevada(1/21/2025)
RR
New Hampshire(1/21/2025)
RR
New Jersey(1/21/2025)
RR
New York(11/1/2024)
IAR
New York(12/4/2024)
RR
North Carolina(1/21/2025)
RR
North Dakota(1/21/2025)
RR
Ohio(1/21/2025)
RR
Oklahoma(1/21/2025)
RR
Oregon(1/21/2025)
RR
Pennsylvania(1/21/2025)
RR
Puerto Rico(1/21/2025)
RR
Rhode Island(1/21/2025)
RR
South Carolina(1/21/2025)
RR
South Dakota(1/21/2025)
RR
Texas(1/21/2025)
RR
Utah(1/21/2025)
RR
Vermont(1/21/2025)
RR
Virgin Islands(1/21/2025)
RR
Washington(1/21/2025)
RR
West Virginia(1/21/2025)
RR
Wisconsin(1/21/2025)
RR
Wyoming(1/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC
CRD#: 152538 / SEC#: 801-71004
RIA
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Contact information
Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 293-4600
Established
Firm type
Fiscal year end
# of Employees
176
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 548 |
| AUM (Assets Under Management) | $ 25,628,617,941 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
