Joseph R. Chiaro

PECORA CAPITAL LLC

Miami, FL 33131

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CRD#: 5864533

Professional summary

Joseph R. Chiaro is a registered financial advisor currently at PECORA CAPITAL LLC located in Miami, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREEN IGUYS., NON-INVESTMENT RELATED,LOCATED AT HOME. CUSTOM IPHONE CASES. 15-20 HOURS DURING NON-BUSINESS.MANAGE PRODUCTION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph R. Chiaro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2023 - Present

PECORA CAPITAL LLC

Office #1: 601 Brickell Key Drive Suite 700, Miami, FL 33131

RIA

CRD#: 308178

Miami, FL

Past

March 1, 2013 - May 23, 2013

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696

NEW YORK, NY

Past

December 3, 2012 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

CRD#: 108424

NEW YORK, NY

Past

December 10, 2010 - October 12, 2011

SUPERFUND USA, LLC

CRD#: 147069

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/9/2010

General Securities Representative Examination

Current Firm

PECORA CAPITAL LLC

CRD#: 308178 / SEC#:

Florida

Registered Investment Advisory firm - (11/19/2020 Approved)

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Contact information

Main Address

601 Brickell Key Drive Suite 700, Miami, FL 33131

Mailing Address

Phone number

(561) 451-6095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 54,448,797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph R. Chiaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph R. Chiaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PECORA CAPITAL LLC

SANTANDER US CAPITAL MARKETS LLC

PIERPONT CAPITAL ADVISORS LLC

SUPERFUND USA, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2021

Series 63

Date: 2/16/2011

Series 7

Date: 12/9/2010

Current Firm

PECORA CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PECORA CAPITAL LLC

TRUST BUT VERIFY

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