CL
Charles L. Lanza
CRESCENT ADVISOR GROUP
Plano, TX 75093
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CRD#: 5864178
CL
Professional summary
Charles Louis Lanza, who also goes by Chuck Lanza, is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Plano, Texas and REALTA EQUITIES, INC. located in Wilmington, Delaware.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Charles has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chuck Lanza
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INTEGRITY CAPITAL ADVISORY LLC; SECURITIES RELATED; DBA NAME; FORMED FOR ADVISOR/REGISTERED REPRESENTATIVE BUSINESS; 119 INVERNESS DRIVE TROPHY CLUB, TX 76262; MANAGING MEMBER; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) MEDICO PS, LLC; NON-SECURITIES RELATED; LOCATED AT 2140 E. SOUTHLAKE BLVD, SUITE L-228 SOUTHLAKE TX 76092; START DATE: 8-19-2013; OUTSIDE INVESTMENT IN SALES & RENTAL OF DURABLE MEDICAL EQUIPMENT; MANAGING MEMBER; APPROX. 2-3 HOURS PER WEEK SOME DURING NORMAL TRADING HORUS. (3) HAST FINANCIAL GROUP (HFG); PARTNER; INVESTMENT ADVISORY SERVICES FOR INSURANCE COMPANY CLIENTS; INVESTMENT-RELATED; FEE BASED COMPENSATION; 5-10 HOURS PER WEEK DURING NORMAL TRADING HOURS. (4) Realta Equities, Inc. Investment Related. 6100 Tennyson Pkwy. Ste 240, Plano, TX 75024. Registered Representative. 06/30/2023. 160 hours/month, all during trading hours. RR for a FINRA registered BD. (5) Crescent Advisors Group; 4975 Preston Park Blvd Ste 820 Plano, TX 75093; RIA business for retail and institutional clients; IAR; fee-based compensation; 5-10 hours per week during normal trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Louis Lanza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2023 - Present
CRESCENT ADVISOR GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093RIA
CRD#: 115974
Plano, TX
Current
July 3, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801BD
CRD#: 23769
WILMINGTON, DE
Past
April 10, 2019 - June 26, 2023
TITAN SECURITIES
RIA
CRD#: 131392
TROPHY CLUB, TX
Past
July 27, 2011 - June 30, 2023
TITAN SECURITIES
BD
CRD#: 131392
PLANO, TX
Past
June 30, 2011 - July 22, 2011
TPEG SECURITIES, LLC
BD
CRD#: 146726
SOUTHLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/8/2025)
RR
California(7/3/2023)
RR
Colorado(7/3/2023)
RR
Delaware(7/18/2023)
RR
Florida(7/3/2023)
RR
Illinois(7/3/2023)
RR
Louisiana(7/3/2023)
RR
Michigan(7/3/2023)
RR
Missouri(4/2/2024)
RR
Ohio(7/3/2023)
RR
Tennessee(7/3/2023)
RR
Texas(7/3/2023)
IAR
Texas(7/13/2023)
RR
Virginia(7/3/2023)
RR
Wyoming(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
Phone number
(972) 490-0150
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 282,987,504 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CRESCENT ADVISOR GROUP, INC.
CRD#: 115974Plano, TX 75093TRUST BUT VERIFY
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