Nicholas A. Boyer

Some features on this profile are disabled

CRD#: 5864038

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Alexander Boyer, who also goes by Nicholas Boyer, was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2010. Nicholas had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nicholas Boyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Partner of RKL LLP, the parent company of RKL Wealth. 2)Board Chair, Lancaster Public Library 125 North Duke Street, Lancaster, PA 17602(non-investment-related). Board member since 2012. Organization is a non-profit that provides library services to the public. 2 Hours per week, after market close.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 13, 2016 - October 15, 2024

RKL PRIVATE WEALTH

RIA

CRD#: 122693

LANCASTER, PA

Past

February 12, 2015 - February 23, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

LANCASTER, PA

Past

January 7, 2015 - February 23, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

LANCASTER, PA

Past

May 2, 2014 - January 9, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LANCASTER, PA

Past

March 16, 2011 - August 23, 2012

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

CRD#: 28195

NEW YORK, NY

Past

December 16, 2010 - February 16, 2011

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RKL PRIVATE WEALTH

KUNTZ LESHER CAPITAL LLC | RKL WEALTH MANAGEMENT LLC | RKL PRIVATE WEALTH

CRD#: 122693 / SEC#: 801-66968

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/28/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2010

General Securities Representative Examination

Current Firm

RKL PRIVATE WEALTH

KUNTZ LESHER CAPITAL LLC | RKL WEALTH MANAGEMENT LLC | RKL PRIVATE WEALTH

CRD#: 122693 / SEC#: 801-66968

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1800 Fruitville Pike, Lancaster, PA 17601

Mailing Address

P.o. Box 8408, Lancaster, PA 17604

Phone number

(717) 399-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RKL WEALTH MANAGEMENT LLC - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,090
AUM (Assets Under Management)	$ 2,128,225,509

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2025	Cover Page	Report
11/22/2024	Cover Page	Report
01/02/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas A. Boyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

RKL PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2015

Series 63

Date: 12/28/2010

SIE

Date: 2/23/2016

Series 7

Date: 12/15/2010

Current Firm

RKL PRIVATE WEALTH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RKL PRIVATE WEALTH

TRUST BUT VERIFY

Similar Advisors