JB

Joshua P. Becker

KINGDOM FINANCIAL GROUP
Peoria, AZ 85381
Some features on this profile are disabled
CRD#: 5863741
JB

Professional summary


Joshua Paul Becker is a registered financial advisor currently at KINGDOM FINANCIAL GROUP, LLC located in Peoria, Arizona.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joshua has worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Joshua Paul Becker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 12, 2023 - Present

KINGDOM FINANCIAL GROUP, LLC

Office #1: 14155 N. 83 Ave #144, Peoria, AZ 85381
RIA
CRD#: 155676
Peoria, AZ
Past

March 18, 2019 - November 16, 2021

KINGDOM FINANCIAL GROUP, LLC

RIA
CRD#: 155676
PEORIA, AZ
Past

January 26, 2011 - March 24, 2016

KINGDOM FINANCIAL GROUP, LLC

RIA
CRD#: 155676
PEORIA, AZ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KINGDOM FINANCIAL GROUP, LLC
KINGDOM FINANCIAL GROUP, LLC

CRD#: 155676 / SEC#: 801-113161

RIA
Registered Investment Advisory firm - (7/2/2018 Approved)
Arizona
Registered Investment Advisory firm - (7/5/2018 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(11/27/2023)
IAR
California
(10/12/2023)
IAR
Idaho
(10/13/2023)
IAR
Louisiana
(1/10/2024)
IAR
Minnesota
(11/28/2023)
IAR
New Hampshire
(12/1/2023)
IAR
Texas
(10/12/2023)
IAR
Washington
(11/28/2023)

Exams


State Security Law Exam

Current Firm


KF
KINGDOM FINANCIAL GROUP, LLC
KINGDOM FINANCIAL GROUP, LLC

CRD#: 155676 / SEC#: 801-113161

RIA
Registered Investment Advisory firm - (7/2/2018 Approved)
Arizona
Registered Investment Advisory firm - (7/5/2018 Terminated)
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Contact information


Main Address
14155 N. 83 Ave #144, Peoria, AZ 85381
Mailing Address
Phone number
(623) 974-0300
Established
Firm type
Fiscal year end
# of Employees
40

SEC notice filing (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts2,954
AUM (Assets Under Management)$ 340,595,756

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KINGDOM FINANCIAL GROUP, LLC

CRD#: 155676Peoria, AZ 85381

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