Danny Mulcahy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Mulcahy, who also goes by Daniel Christopher Mulcahy, Daniel Mulcahy, was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 2011. Danny had worked at 4 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - March 31, 2020
RAINMAKER SECURITIES, LLC
September 20, 2016 - March 20, 2017
TRIPOINT GLOBAL EQUITIES/BANQ(R)
January 17, 2013 - September 10, 2016
LBMZ SECURITIES, INC.
March 22, 2012 - December 19, 2012
RAINMAKER SECURITIES, LLC
February 11, 2011 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2011 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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