Whitney Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Whitney Morrison, CFP® was a registered financial professional .
Whitney is a previously registered financial professional and started their career in finance in 2012. Whitney had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
March 9, 2018 - May 29, 2018
WEALTHSIMPLE US, LTD.
February 17, 2016 - December 8, 2016
PARK AVENUE SECURITIES LLC
February 16, 2016 - December 8, 2016
PARK AVENUE SECURITIES LLC
April 9, 2012 - December 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 7, 2012 - December 2, 2015
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHSIMPLE US, LTD.
CRD#: 284471 / SEC#: 801-108377
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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