Wayne J. Seaman
Professional summary
Wayne Jefferson Seaman, who also goes by Wayne Jefferson Seaman Jr, Wayne Jefferson Seaman, is a registered financial advisor currently at MAIN MANAGEMENT, LLC located in Rutherford, New Jersey.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Wayne has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Jefferson Seaman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2018 - Present
MAIN MANAGEMENT, LLC
March 31, 2022 - June 30, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 8, 2018 - March 18, 2022
CEROS FINANCIAL SERVICES, INC.
December 5, 2014 - April 11, 2018
CLEARBRIDGE INVESTMENTS, LLC
December 5, 2014 - April 11, 2018
FRANKLIN DISTRIBUTORS, LLC
April 6, 2011 - December 1, 2014
INVESCO ADVISERS, INC.
December 21, 2010 - December 1, 2014
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
MAIN MANAGEMENT, LLC
CRD#: 120361 / SEC#: 801-61113
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/31/2018)
(6/1/2018)
Exams
Current Firm
MAIN MANAGEMENT, LLC
CRD#: 120361 / SEC#: 801-61113
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 314 |
| AUM (Assets Under Management) | $ 1,649,126,692 |
Red Flags
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