Jonathan W. Mathews

NAUTICAL FINANCIAL PLANNING

Gambrills, MD

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CRD#: 5863412

Professional summary

Jonathan W Mathews, who also goes by Jon Mathews, Jonathan Mathews, is a registered financial advisor currently at NAUTICAL FINANCIAL PLANNING located in Gambrills, Maryland.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Mathews | Jonathan Mathews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Block Advisors. Tax Related (non-investment related). 2618 Brandermill Blvd, Gambrills, MD 21054. Personal and Business Tax Prep and Planning, Tax Advisor. Relationship since September 2017, average commitment 33% on an annualized basis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan W Mathews's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2022 - Present

NAUTICAL FINANCIAL PLANNING

RIA

CRD#: 297187

Gambrills, MD

Past

January 3, 2011 - February 22, 2011

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

December 17, 2010 - February 22, 2011

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/31/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/2010

General Securities Representative Examination

Current Firm

NAUTICAL FINANCIAL PLANNING

NAUTICAL FINANCIAL PLANNING | NAUTICAL FINANCIAL PLANNING LLC

CRD#: 297187 / SEC#:

Maryland

Registered Investment Advisory firm - (1/1/2019 Approved)

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Contact information

Main Address

Gambrills, MD

Mailing Address

1296 Cronson Blvd, #4061, Crofton, MD 21114

Phone number

(443) 995-4676

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan W. Mathews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan W Mathews's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAUTICAL FINANCIAL PLANNING

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/31/2010

Series 7

Date: 12/16/2010

Current Firm

NAUTICAL FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

NAUTICAL FINANCIAL PLANNING

TRUST BUT VERIFY

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