TW
Thomas M. Webber
CAPSTONE WEALTH
Billings, MT 59102
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CRD#: 5863004
TW
Professional summary
Thomas Macfarland Webber, CFP® is a registered financial advisor currently at CAPSTONE WEALTH located in Billings, Montana.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Thomas has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a licensed insurance agent (since 2010). As an insurance agent I evaluate a client or prospective client's insurance needs and recommend insurance products as necessary. This business is conducted in the same office as Capstone Wealth management. I devote approximately 20 hours per month to this activity which may or may not be conducted during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Macfarland Webber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 5, 2017 - Present
CAPSTONE WEALTH
Office #1: 1731 Poly Drive, Billings, MT 59102RIA
CRD#: 130128
Billings, MT
Past
May 27, 2014 - December 6, 2016
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
BILLINGS, MT
Past
December 6, 2010 - December 5, 2016
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
BILLINGS, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPSTONE WEALTH
CAPSTONE WEALTH | CAPSTONE WEALTH MANAGEMENT, LLC | CAPSTONE WEALTH MANAGEMENT, INC. | CAPSTONE WEALTH MANAGEMENT
CRD#: 130128 / SEC#: 801-132460
RIA
Registered Investment Advisory firm - (4/18/2025 Approved)Louisiana
Registered Investment Advisory firm - (10/1/2025 Terminated)Montana
Registered Investment Advisory firm - (10/1/2025 Terminated)Texas
Registered Investment Advisory firm - (10/1/2025 Terminated)Wyoming
Registered Investment Advisory firm - (10/1/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Montana(1/5/2017)
IAR
Texas(4/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CAPSTONE WEALTH
CAPSTONE WEALTH | CAPSTONE WEALTH MANAGEMENT, LLC | CAPSTONE WEALTH MANAGEMENT, INC. | CAPSTONE WEALTH MANAGEMENT
CRD#: 130128 / SEC#: 801-132460
RIA
Registered Investment Advisory firm - (4/18/2025 Approved)Louisiana
Registered Investment Advisory firm - (10/1/2025 Terminated)Montana
Registered Investment Advisory firm - (10/1/2025 Terminated)Texas
Registered Investment Advisory firm - (10/1/2025 Terminated)Wyoming
Registered Investment Advisory firm - (10/1/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1731 Poly Drive, Billings, MT 59102
Mailing Address
Phone number
(406) 325-1500
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 465 |
| AUM (Assets Under Management) | $ 301,108,894 |
Red Flags
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Company Information
CAPSTONE WEALTH
CRD#: 130128Billings, MT 59102TRUST BUT VERIFY
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