AK
Andrew J. Kellar
ATOMIC BROKERAGE LLC
Newport Beach, CA
Some features on this profile are disabled
CRD#: 5862995
AK
Professional summary
Andrew John Kellar, who also goes by Andrew John Kellar, Andrew Kellar, is a registered financial professional currently at ATOMIC BROKERAGE LLC located in Newport Beach, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2011. Andrew has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andrew John Kellar | Andrew Kellar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew John Kellar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2024 - Present
ATOMIC BROKERAGE LLC
BD
CRD#: 315263
Newport Beach, CA
Past
July 21, 2022 - May 13, 2024
VELOX CLEARING LLC
BD
CRD#: 290215
Costa Mesa, CA
Past
October 18, 2011 - March 30, 2016
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
BD
CRD#: 35878
CARLSBAD, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2024)
RR
Alaska(9/4/2024)
RR
Arizona(9/4/2024)
RR
Arkansas(9/4/2024)
RR
California(9/4/2024)
RR
Colorado(6/17/2024)
RR
Connecticut(9/4/2024)
RR
Delaware(9/4/2024)
RR
District of Columbia(6/17/2024)
RR
Florida(6/17/2024)
RR
Georgia(9/4/2024)
RR
Hawaii(9/4/2024)
RR
Idaho(9/4/2024)
RR
Illinois(2/11/2025)
RR
Indiana(9/4/2024)
RR
Iowa(9/4/2024)
RR
Kansas(9/4/2024)
RR
Kentucky(9/4/2024)
RR
Louisiana(6/17/2024)
RR
Maine(9/4/2024)
RR
Maryland(6/17/2024)
RR
Massachusetts(9/4/2024)
RR
Michigan(9/4/2024)
RR
Minnesota(9/4/2024)
RR
Mississippi(9/4/2024)
RR
Missouri(9/4/2024)
RR
Montana(9/4/2024)
RR
Nebraska(9/4/2024)
RR
Nevada(9/4/2024)
RR
New Hampshire(9/4/2024)
RR
New Jersey(9/4/2024)
RR
New Mexico(9/4/2024)
RR
New York(9/4/2024)
RR
North Carolina(9/4/2024)
RR
North Dakota(9/4/2024)
RR
Ohio(9/5/2024)
RR
Oklahoma(9/4/2024)
RR
Oregon(9/4/2024)
RR
Pennsylvania(9/4/2024)
RR
Puerto Rico(6/17/2024)
RR
Rhode Island(9/4/2024)
RR
South Carolina(9/4/2024)
RR
South Dakota(9/4/2024)
RR
Tennessee(9/4/2024)
RR
Texas(9/4/2024)
RR
Utah(9/4/2024)
RR
Vermont(9/4/2024)
RR
Virgin Islands(9/4/2024)
RR
Virginia(9/4/2024)
RR
Washington(9/4/2024)
RR
West Virginia(9/4/2024)
RR
Wisconsin(9/4/2024)
RR
Wyoming(9/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 2/10/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/19/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/6/2012
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ATOMIC BROKERAGE LLC
ATOMIC BROKERAGE | ATOMIC BROKERAGE LLC
CRD#: 315263 / SEC#: , 8-70799
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
107 Greenwich Street 21st Floor, New York, NY 10006
Mailing Address
107 Greenwich Street 21st Floor, New York, NY 10006
Phone number
(212) 419-5037
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
