Nicholas D. Zagoreos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Diogenes Zagoreos, who also goes by Nicholas Zagoreos, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2011. Nicholas had worked at 3 firms and has passed the Series 63, SIE and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2023 - May 29, 2024
OLD CITY SECURITIES LLC
October 22, 2014 - July 28, 2022
FDX CAPITAL LLC
February 23, 2011 - December 13, 2012
MAN INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Series 17
Date: 2/22/2011
Limited Registered Representative ExaminationCurrent Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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