Laurie J. Ketterling
Professional summary
Laurie Jo Ketterling, who also goes by Laurie Jo Strassburg, Laurie Strassburg, is a registered financial advisor currently at RIA ADVISORY GROUP, LLC located in Sioux Falls, South Dakota.
Laurie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Laurie has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laurie Jo Ketterling's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2020 - Present
RIA ADVISORY GROUP, LLC
Office #1: 6300 S. Old Village Pl, Suite 100, Sioux Falls, SD 57108April 6, 2018 - August 11, 2020
BALEFIRE, LLC
January 19, 2018 - August 10, 2020
LPL FINANCIAL LLC
October 18, 2012 - February 12, 2018
PRINCIPAL SECURITIES, INC.
December 13, 2010 - February 12, 2018
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/6/2020)
Exams
Current Firm
RIA ADVISORY GROUP, LLC
CRD#: 152566 / SEC#: 801-117837
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
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