Patrick J. Darby

DARBY WEALTH PLANNING LLC

Las Vegas, NV 89148

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CRD#: 5862479

Professional summary

Patrick Joseph Darby, CFP® is a registered financial advisor currently at DARBY WEALTH PLANNING LLC located in Las Vegas, Nevada.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Patrick has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, LAS VEGAS, NV, SINCE 07/01/2016; APPROXIMATELY 24 HRS/MONTH, ALL DURING SECURITIES TRADING HOURS, INSURANCE PRODUCT SALES AND SERVICES; (2) ENROLLED AGENT (EA); NON-INVESTMENT RELATED; SINCE 10/2019; APPROXIMATELY 20-30 HOURS/MONTH WITH APPROXIMATELY 1 HOUR/MONTH DURING TRADING HOURS; RUNNING TAX ESTIMATES/FORECASTS, CALCULATING QUARTERLY TAX PAYMENTS, TAX PLANNING STRATEGIES, ANALYZING TAX RAMIFICATIONS OF DIFFERENT BUSINESS DECISIONS, COORDINATING THE DOCUMENTATION/RECORDKEEPING OF TAX STRATEGIES PROPERLY WITH BOOKKEEPER & TAX PREPARER; (3) SIN CITY CFO LLC, NON-INVESTMENT RELATED, LAS VEGAS, NV, MANAGER, SINCE 03/2023, XX HRS/MONTH, XX DURING SECURITIES TRADING HOURS, PROVIDING BUSINESS CONSULTING, BOOKKEEPING, TAX FILING, AND OUTSOURCED CFRO SERVICES. SIN CITY CFO LLC IS THE SOLE MEMBER AND OWNER OF DARBY WEALTH PLANNING LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Darby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 15, 2019 - Present

DARBY WEALTH PLANNING LLC

Office #1: 9205 West Russell Road Suite 240, Las Vegas, NV 89148

RIA

CRD#: 300291

Las Vegas, NV

Past

August 22, 2017 - May 17, 2019

VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC

RIA

CRD#: 129478

HOBOKEN, NJ

Past

May 21, 2015 - April 12, 2019

OLSON, CROSS & ALAMO ADVISORS LLC

RIA

CRD#: 157960

NEW YORK, NY

Past

August 21, 2012 - January 15, 2016

OLSON, CROSS & ALAMO LLC

CRD#: 157249

NEW YORK, NY

Past

August 8, 2011 - August 21, 2012

FELIX INVESTMENTS LLC

CRD#: 148441

UPPER SADDLE RIVER, NJ

Past

March 24, 2011 - August 15, 2011

ROCKWELL GLOBAL CAPITAL LLC

CRD#: 142485

NEW YORK, NY

Past

February 7, 2011 - March 24, 2011

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

NEW YORK, NY

Past

December 20, 2010 - February 10, 2011

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/21/2019)

IAR

Nevada
(9/9/2020)

IAR

New Jersey
(3/15/2019)

IAR

New York
(7/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2010

General Securities Representative Examination

Current Firm

DARBY WEALTH PLANNING LLC

DARBY BUSINESS ADVISORS LLC | DARBY WEALTH PLANNING LLC

CRD#: 300291 / SEC#:

California

Registered Investment Advisory firm - (3/21/2019 Approved)

Nevada

Registered Investment Advisory firm - (9/9/2020 Approved)

New Jersey

Registered Investment Advisory firm - (3/15/2019 Approved)

New York

Registered Investment Advisory firm - (3/18/2019 Approved)

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Contact information

Main Address

9205 West Russell Road Suite 240, Las Vegas, NV 89148

Mailing Address

Phone number

(201) 875-5915

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 21,916,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Darby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Darby's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC

OLSON, CROSS & ALAMO ADVISORS LLC

OLSON, CROSS & ALAMO LLC

FELIX INVESTMENTS LLC

ROCKWELL GLOBAL CAPITAL LLC

FIRST MIDWEST SECURITIES, INC.

HFP CAPITAL MARKETS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2013

Series 63

Date: 12/28/2010

SIE

Date: 1/15/2016

Series 7

Date: 12/17/2010

Current Firm

DARBY WEALTH PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DARBY WEALTH PLANNING LLC

TRUST BUT VERIFY

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