Daniel J. Kane

NORDWAND ADVISORS

Radnor, PA 19087

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CRD#: 5862171

Professional summary

Daniel John Kane, who also goes by Daniel Kane, is a registered financial advisor currently at NORDWAND ADVISORS located in Radnor, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Kane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2022 - Present

NORDWAND ADVISORS

Office #1: 150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

RIA

CRD#: 322936

Radnor, PA

Past

August 1, 2019 - December 9, 2022

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

March 22, 2018 - December 9, 2022

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

December 4, 2015 - January 8, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

December 4, 2015 - January 8, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

September 17, 2015 - December 21, 2015

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

September 15, 2015 - December 21, 2015

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

December 21, 2010 - September 17, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/30/2023)

IAR

Pennsylvania
(11/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/11/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2010

General Securities Representative Examination

Current Firm

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

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Contact information

Main Address

150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

Mailing Address

Phone number

(484) 630-2510

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 4,214,925,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

NORDWAND ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/11/2011

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2010

Current Firm

NORDWAND ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORDWAND ADVISORS

TRUST BUT VERIFY

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