MN
Michael D. Nestman
WEST RIDGE ADVISORS
Henderson, NV 89014
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CRD#: 5861780
MN
Professional summary
Michael Dean Nestman, AIF®, CFP®, who also goes by Michael D. Nestman, Michael Nestman, is a registered financial advisor currently at WEST RIDGE ADVISORS located in Henderson, Nevada.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael D. Nestman | Michael Nestman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/2016-Present: Udall CPA Group, PLLC/Not investment related/Henderson, NV/Partner/Shareholder; not a practicing accountant./Involves approximately 20% time each month, including during traditional market hours.//(2) 06/2017-Present: West Ridge Insurance LLC/Insurance related/Henderson, NV/Insurance agency/Involves ten percent time each month, including during business hours.//(3) 01/2019-Present: Mint Payroll, LLC/Not investment related/Henderson, NV/Payroll services/Shareholder/Up to five hrs per week during business hours.//(4) 01/2018-Present: 3TFM Arizona Investments LLC/Not Investment Related/Gilbert, AZ/Commercial Real Estate/Partner/Rental Property/Passive Investment but Managing Member - Less than 2 hrs devoted to the business per month//(5) 01/2018-Present: 3TFM Nevada Investments LLC/Not Investment Related/Henderson, NV/Commercial Real Estate/Partner/Rental Property/Passive Investment but Managing Member - Less than 2 hrs devoted to the business per month//(6) 01/2018-Present: 3TFM Utah Investments LLC/Not Investment Related/Midvale, UT/Commercial Real Estate/Partner/Rental Property/Passive Investment but Managing Member - Less than 2 hrs devoted to the business per month//(7)03/2021-Present: 3TFM Scottsdale Investments, LLC//Not Investment Related/Scottsdale, AZ/Commercial real estate holdings/Less than 2 hrs devoted to the business per month//(8)01/2021-Present: UCG Scottsdale, LLC//Not Investment Related/Scottsdale, AZ/Member/tax practice/Involves approximately 5% time each month including during trading market hours.(9)UCG TRC, LLC/Henderson, NV/non-investment related/Managing Member/ Real estate holdings/Less than 2 hrs devoted to the business per month.(10) LAG Consulting LLC, Henderson, NV, non-investment related, Managing Member, management and consulting firm, started January 2023, approximately 1 hr per month devoted to the business.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dean Nestman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 25, 2016 - Present
WEST RIDGE ADVISORS
Office #1: 1528 W. Warm Springs Rd #120, Henderson, NV 89014RIA
CRD#: 282718
Henderson, NV
Past
May 30, 2012 - December 16, 2015
ARISTA WEALTH MANAGEMENT, LLC
RIA
CRD#: 141504
LAS VEGAS, NV
Past
May 3, 2011 - May 15, 2012
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
PALM DESERT, CA
Past
April 29, 2011 - May 15, 2012
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
PALM DESERT, CA
Past
January 26, 2011 - May 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
INDIAN WELLS, CA
Past
December 16, 2010 - May 3, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
INDIAN WELLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WEST RIDGE ADVISORS
EVERGREEN CAPITAL MANAGEMENT | WEST RIDGE ADVISORS, LLC | WEST RIDGE ADVISORS | EVERGREEN CAPITAL MANAGEMENT LTD
CRD#: 282718 / SEC#: 801-118247
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Arizona
Registered Investment Advisory firm - (3/11/2021 Terminated)California
Registered Investment Advisory firm - (4/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (3/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(4/25/2016)
IAR
Texas(4/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WR
WEST RIDGE ADVISORS
EVERGREEN CAPITAL MANAGEMENT | WEST RIDGE ADVISORS, LLC | WEST RIDGE ADVISORS | EVERGREEN CAPITAL MANAGEMENT LTD
CRD#: 282718 / SEC#: 801-118247
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Arizona
Registered Investment Advisory firm - (3/11/2021 Terminated)California
Registered Investment Advisory firm - (4/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (3/11/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1528 W. Warm Springs Rd #120, Henderson, NV 89014
Mailing Address
Phone number
(702) 547-9483
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 268,069,576 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/29/2024 | ||
| 04/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
