Ryan A. Horowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Andrew Horowitz was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2011. Ryan had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2019 - January 22, 2025
ALLIED MILLENNIAL PARTNERS, LLC
August 21, 2017 - January 11, 2018
MML INVESTORS SERVICES, LLC
April 23, 2014 - August 19, 2015
TD AMERITRADE, INC.
April 23, 2014 - August 19, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 17, 2014 - August 19, 2015
TD AMERITRADE, INC.
December 18, 2013 - January 3, 2014
FIDELITY DISTRIBUTORS COMPANY LLC
July 5, 2013 - November 12, 2013
PARK AVENUE SECURITIES LLC
May 20, 2013 - November 12, 2013
PARK AVENUE SECURITIES LLC
March 14, 2011 - January 30, 2013
RBC CAPITAL MARKETS, LLC
February 11, 2011 - January 30, 2013
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLIED MILLENNIAL PARTNERS, LLC
CRD#: 16569 / SEC#: , 8-34176
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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