Roman D. Stehling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roman D Stehling was a registered financial professional .
Roman is a previously registered financial professional and started their career in finance in 2010. Roman had worked at 2 firms and has passed the Series 66, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2017 - March 25, 2019
COASTLIGHT CAPITAL, LLC
February 3, 2016 - December 31, 2016
COASTLIGHT CAPITAL, LLC
June 6, 2014 - December 31, 2015
COASTLIGHT CAPITAL, LLC
January 26, 2011 - May 23, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 2010 - May 23, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
COASTLIGHT CAPITAL, LLC
CRD#: 171708 / SEC#:
Contact information
Red Flags
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