Adrian M. Ince
Professional summary
Adrian Malcolm Ince MR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adrian is a previously registered financial professional and started their career in finance in 2011. Prior to being barred, Adrian had worked at 2 firms, which includes STANDARD NEW YORK INC., ICBC STANDARD SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2015 - November 13, 2024
STANDARD NEW YORK, INC.
May 25, 2011 - July 8, 2015
ICBC STANDARD SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
STANDARD NEW YORK, INC.
CRD#: 173725 / SEC#: , 8-69552
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD BANK GROUP LIMITED | DIRECT OWNER | |
| DE ZILVA, DERICK PATRICK DIMITRI | DIRECTOR/CEO | 7764495 |
| HALLER, GUIDO ANDRE | NON-EXECUTIVE DIRECTOR | 8001496 |
| HARRINGTON, MAUREEN ANN | DIRECTOR | 5649782 |
| LANCASTER, TIM JAMES | NON-EXECUTIVE DIRECTOR | 6627125 |
| NAVEED, HASNAIN | FINOP / PFO / POO | 7004810 |
| SIMOGLOU, ALEXANDROS | CCO, AMLCO | 7649246 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
