Charles J. Wilson

SQUARE GLOBAL MARKETS

NEW YORK, NY 10014

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CRD#: 5860924

Professional summary

Charles John Wilson, who also goes by Charlie Wilson, is a registered financial professional currently at SQUARE GLOBAL MARKETS located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2013. Charles has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charlie Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles John Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2024 - Present

SQUARE GLOBAL MARKETS

Office #1: Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014

CRD#: 158419

NEW YORK, NY

Past

June 30, 2021 - July 22, 2024

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

May 6, 2021 - July 1, 2021

SUNRISE BROKERS LLC

CRD#: 151012

NEW YORK, NY

Past

November 14, 2013 - April 9, 2021

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/29/2024)

Exams

State Security Law Exam

Series 63

Date: 3/21/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 4/24/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/20/2018

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/14/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/2025

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/15/2025

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

SQUARE GLOBAL MARKETS

BLUE VASE SECURITIES, LLC | SQUARE GLOBAL U.S. LLC | SQUARE GLOBAL MARKETS

CRD#: 158419 / SEC#: , 8-68899

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014

Mailing Address

Soho Works 430 West 14th Street 3rd Fl., New York, NY 10014

Phone number

(646) 854-7276

Established

Delaware since 04/02/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SQUARE GLOBAL HOLDINGS (U.S.) INC.	SOLE MEMBER (04/2018)
BELOT, GUY	CHIEF EXECUTIVE OFFICER	7864999
HECKER, ALEXANDER JEREMY	CHIEF COMPLIANCE OFFICER	6140462
RUTITSKIY, DMITRIY	FINOP/PFO/POO	6117665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles J. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles John Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BGC FINANCIAL, L.P.

SUNRISE BROKERS LLC

TULLETT PREBON FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/21/2014

Series 99TO

Date: 4/24/2025

SIE

Date: 10/1/2018

Series 3

Date: 9/20/2018

Series 7

Date: 11/14/2013

Series 24

Date: 3/20/2025

Series 4

Date: 1/15/2025

FINRA

Current Firm

SQUARE GLOBAL MARKETS

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SQUARE GLOBAL MARKETS

TRUST BUT VERIFY

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