John A. Fitzpatrick

MARIVA GLOBAL ASSET MANAGEMENT

Miami, FL 33131

Some features on this profile are disabled

CRD#: 5860876

Professional summary

John Alexander Fitzpatrick, who also goes by John A Fitzpatrick, John Alexander Fitzpatrick, John Alexander Fitzpatrick Alvarez, is a registered financial advisor currently at MARIVA GLOBAL ASSET MANAGEMENT, LLC located in Miami, Florida and MARIVA CAPITAL MARKETS, LLC located in Miami, Florida.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. John has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John A Fitzpatrick | John Alexander Fitzpatrick | John Alexander Fitzpatrick Alvarez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PART OWNER OF FITZALV INVESTMENTS. FAMILY COMPANY THAT HANDLES IMPORT AND EXPORTS. CURRENTLY COMPANY IS INACTIVE. NO INVESTEMT RELATED ACTIVITES CONDUCTED. NO TIME DEVOTED TO THIS BUSINESS (CURRENTLY INACTIVE) 2. BETA CAPITAL MANAGEMENT LLC, AFFILIATED INVESTMENT ADVISOR - INVESTMENT ADVISOR REP. 15-20% OF TIME DEDICATED. Mr. Fitzpatrick is registered with Mariva Capital Markets LLC. (affiliated broker dealer), located at 150 SE 2nd Ave, Suite PH-4, Miami, FL 33131. Mr. Fitzpatrick will split his time between Mariva Capital Markets and Mariva Global Asset Management, devoting substantially all of his time to these businesses during securities trading hours. Mr. Fitzpartick will also conduct Private Securities Transactions in a limited capacity and specifically to employment with Mariva Global Asset Mngt LLC. Mr. Fitzpatrick is required to conduct his selling activities through MCM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alexander Fitzpatrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2025 - Present

MARIVA GLOBAL ASSET MANAGEMENT, LLC

Office #1: 150 Se 2nd Ave Ph 3, Miami, FL 33131

RIA

CRD#: 285674

Miami, FL

Current

February 6, 2025 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131

CRD#: 156171

Miami, FL

Past

September 21, 2021 - January 17, 2025

CREAND MANAGEMENT

RIA

CRD#: 154894

MIAMI, FL

Past

January 1, 2020 - January 17, 2025

CREAND SECURITIES

CRD#: 38964

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/5/2025)

Delaware
(3/5/2025)

Florida
(2/6/2025)

IAR

Florida
(6/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/28/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/9/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MARIVA GLOBAL ASSET MANAGEMENT, LLC

CRD#: 285674 / SEC#:

Florida

Registered Investment Advisory firm - (9/4/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

150 Se 2nd Ave Ph 3, Miami, FL 33131

Mailing Address

Phone number

(305) 712-6999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 89,774,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John A. Fitzpatrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alexander Fitzpatrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARIVA GLOBAL ASSET MANAGEMENT, LLC

MARIVA CAPITAL MARKETS, LLC

CREAND MANAGEMENT

CREAND SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2021

Series 7TO

Date: 12/28/2019

SIE

Date: 3/9/2019

FINRA

Current Firm

MARIVA GLOBAL ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARIVA GLOBAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors