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Thomas B. Pearsey

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CRD#: 5860802
TP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Bradley Pearsey was a registered financial advisor .

Thomas is a previously registered financial advisor and started their career in finance in 2010. Thomas had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 30, 2010 - April 17, 2015

RELIANT FINANCIAL GROUP

RIA
CRD#: 155288
GREENWOOD, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 9/9/2010
Uniform Investment Adviser Law Examination

Current Firm


RF
RELIANT FINANCIAL GROUP
DP FINANCIAL SERVICES LLC | RELIANT FINANCIAL GROUP, LLC | RELIANT FINANCIAL GROUP | DP FINANCIAL SERVICES,LLC DBA RELIANT FINANCIAL GROUP

CRD#: 155288 / SEC#:

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Contact information


Main Address
432 S Emerson Avenue Suite 300, Greenwood, IN 46142
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RELIANT FINANCIAL GROUP

CRD#: 155288

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