Matthew D. Pequet

MPI WEALTH MANAGEMENT LLC

HINSDALE, IL 60521-2965

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CRD#: 5860698

Professional summary

Matthew Donald Pequet, who also goes by Matthew Pequet, is a registered financial advisor currently at MPI WEALTH MANAGEMENT LLC located in Hinsdale, Illinois.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Pequet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MPI Wealth Management 15 Salt Creek Lane, Suite 404 Hindsdale IL 60521 Investment Adviser Sr. Vice President Investment Related 40hrs per week MPI Investment Management 15 Salt Creek Lane, Suite 404 Hindsdale IL 60521 Investment Adviser Sr. Vice President Investment Related 40hrs per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Donald Pequet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2019 - Present

MPI WEALTH MANAGEMENT LLC

Office #1: 15 Salt Creek Lane Suite 404, Hinsdale, IL 60521-2965

RIA

CRD#: 301011

HINSDALE, IL

Past

October 12, 2018 - December 31, 2022

MPI INVESTMENT MANAGEMENT INC

RIA

CRD#: 105181

HINSDALE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MPI WEALTH MANAGEMENT LLC

CRD#: 301011 / SEC#: 801-117155

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2018

Uniform Investment Adviser Law Examination

Current Firm

MPI WEALTH MANAGEMENT LLC

CRD#: 301011 / SEC#: 801-117155

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

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Contact information

Main Address

15 Salt Creek Lane Suite 404, Hinsdale, IL 60521-2965

Mailing Address

Phone number

(630) 325-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MPI WEALTH MANAGEMENT ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 236,380,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew D. Pequet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Donald Pequet's CRS (Customer Relationship Summary).

Certified licenses

Experience

MPI WEALTH MANAGEMENT LLC

MPI INVESTMENT MANAGEMENT INC

Primary Firm SEC Registration

MPI WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2018

Current Firm

MPI WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MPI WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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