Gregory A. Kerr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alan Kerr was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2010. Gregory had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2019 - August 13, 2019
SPECIALIZED ADVISORS
September 24, 2018 - February 22, 2019
SECURE INVESTMENT MANAGEMENT, LLC
June 15, 2017 - September 18, 2018
CORECAP ADVISORS
June 13, 2017 - September 18, 2018
CORECAP INVESTMENTS, LLC
June 4, 2014 - September 14, 2015
FORESIDE FUND SERVICES, LLC
April 24, 2014 - June 4, 2014
HORNOR, TOWNSEND & KENT, LLC
January 29, 2014 - June 4, 2014
HORNOR, TOWNSEND & KENT, LLC
August 6, 2013 - December 18, 2013
PRUCO SECURITIES, LLC.
December 15, 2010 - December 18, 2013
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
SPECIALIZED ADVISORS
CRD#: 299308 / SEC#: 801-114303
Contact information
Red Flags
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