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Luke S. Allen

EURO PACIFIC ASSET MANAGEMENT
Dorado, PR 00646
Some features on this profile are disabled
CRD#: 5860433
LA

Professional summary

Luke Sweet Allen is a registered financial advisor currently at EURO PACIFIC ASSET MANAGEMENT, LLC located in Dorado, .

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Luke has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EURO PACIFIC ASSET MANAGEMENT; YES; 1201 DOVE ST. NEWPORT BEACH, CA 92660; MONEY MANAGEMENT; SENIOR ASSOCIATE; START DATE: 9/20/2010; 60 HOURS PER MONTH; 6-8 HOURS DURING SECURITIES TRADING HOURS; MUTUAL FUND OUTSIDE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Sweet Allen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2011 - Present

EURO PACIFIC ASSET MANAGEMENT, LLC

Office #1: Lots 81-82, Street C Suite 206, Dorado, PR 00646
RIA
CRD#: 152922
Dorado, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
EURO PACIFIC ASSET MANAGEMENT, LLC
EURO PACIFIC ASSET MANAGEMENT, LLC

CRD#: 152922 / SEC#: 801-71199

RIA
Registered Investment Advisory firm - (3/29/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Puerto Rico
(6/4/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2011
Uniform Investment Adviser Law Examination

Current Firm

EP
EURO PACIFIC ASSET MANAGEMENT, LLC
EURO PACIFIC ASSET MANAGEMENT, LLC

CRD#: 152922 / SEC#: 801-71199

RIA
Registered Investment Advisory firm - (3/29/2010 Approved)
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Contact information

Main Address
Lots 81-82, Street C Suite 206, Dorado, PR 00646
Mailing Address
Phone number
+1 (866) 878-2881
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EURO PACIFIC ASSET MANAGEMENT, LLC FORM ADV PART 2A - APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/28/2025)
EURO PACIFIC ASSET MANAGEMENT, LLC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,790
AUM (Assets Under Management)$ 1,360,447,698

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EURO PACIFIC ASSET MANAGEMENT, LLC

CRD#: 152922Dorado, PR 00646

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