MR
Megan Ruo
CITIZENS SECURITIES
CRANSTON, RI 02921
Some features on this profile are disabled
CRD#: 5860351
MR
Professional summary
Megan Ruo, who also goes by Megan Elizabeth Mieczkowski, Megan Elizabeth Ruo, Megan Ruo, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Cranston, Rhode Island.
Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Megan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Megan Elizabeth Mieczkowski | Megan Elizabeth Ruo | Megan Ruo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental property - owner; 2 hours/month; start date - 04/2023. 2) Rental property - owner; Bradenton, FL; 2 hours/month; start date - 03/2024. 3) Megan's coaching and training- personal trainer; $500/month compensation; 10 hours/month; start date 11/13/2024 4) Rental Property- Landlord; Tarpon Springs, FL; $300/month compensation; 1 hour/month; start date- 04/01/2025
CRS (Client Relationship Summary) - RIA
Click below to view Megan Ruo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Megan Ruo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2018 - Present
CITIZENS SECURITIES, INC.
Office #1: 1850 Plainfield Pike Mailstop: Ri-019, Cranston, RI 02921RIA
BD
CRD#: 39550
CRANSTON, RI
Current
February 20, 2018 - Present
CITIZENS SECURITIES, INC.
Office #1: 1850 Plainfield Pike Mailstop: Ri-019, Cranston, RI 02921RIA
BD
CRD#: 39550
CRANSTON, RI
Past
November 27, 2017 - February 20, 2018
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
PROVIDENCE, RI
Past
November 27, 2017 - February 20, 2018
SANTANDER SECURITIES LLC
BD
CRD#: 41791
PROVIDENCE, RI
Past
July 26, 2017 - November 17, 2017
SORRENTO PACIFIC FINANCIAL, LLC
RIA
CRD#: 127787
WALPOLE, MA
Past
July 17, 2017 - November 17, 2017
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
WALPOLE, MA
Past
April 10, 2015 - July 17, 2017
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
FOXBORO, MA
Past
February 18, 2013 - July 17, 2017
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
FOXBORO, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/20/2018)
IAR
Connecticut(2/20/2018)
RR
District of Columbia(4/23/2024)
RR
Florida(2/20/2018)
IAR
Florida(2/21/2018)
RR
Massachusetts(2/20/2018)
RR
New Mexico(5/2/2025)
IAR
New Mexico(5/5/2025)
RR
North Carolina(4/24/2024)
IAR
North Carolina(4/29/2024)
RR
Rhode Island(2/20/2018)
IAR
Rhode Island(2/20/2018)
RR
Texas(9/12/2024)
IAR
Texas(9/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
