IC
Ian R. Clark
BROWNSON, REHMUS & FOXWORTH
Chicago, IL 60606
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CRD#: 5860141
IC
Professional summary
Ian Ross Clark, CFP®, who also goes by Ian Clark, is a registered financial advisor currently at BROWNSON, REHMUS & FOXWORTH, INC. located in Chicago, Illinois.
Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ian has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ian Clark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ian Ross Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 9, 2022 - Present
BROWNSON, REHMUS & FOXWORTH, INC.
Office #1: 227 West Monroe Street Suite 1800, Chicago, IL 60606RIA
CRD#: 110608
Chicago, IL
Past
November 12, 2020 - March 1, 2022
FACET
RIA
CRD#: 285961
Chicago, IL
Past
December 1, 2017 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHICAGO, IL
Past
March 2, 2016 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHICAGO, IL
Past
September 4, 2015 - February 19, 2016
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
CHARLOTTE, NC
Past
November 18, 2010 - February 19, 2016
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BROWNSON, REHMUS & FOXWORTH, INC.
BROWNSON, REHMUS & FOXWORTH, INC.
CRD#: 110608 / SEC#: 801-79878
RIA
Registered Investment Advisory firm - (6/10/2014 Approved)Arizona
Registered Investment Advisory firm - (6/30/2014 Terminated)California
Registered Investment Advisory firm - (7/30/2014 Terminated)Colorado
Registered Investment Advisory firm - (7/30/2014 Terminated)Connecticut
Registered Investment Advisory firm - (7/8/2014 Terminated)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Georgia
Registered Investment Advisory firm - (6/30/2014 Terminated)Illinois
Registered Investment Advisory firm - (6/10/2014 Terminated)Indiana
Registered Investment Advisory firm - (7/2/2014 Terminated)Michigan
Registered Investment Advisory firm - (7/2/2014 Terminated)Minnesota
Registered Investment Advisory firm - (6/30/2014 Terminated)New York
Registered Investment Advisory firm - (6/30/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/30/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2014 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Texas
Registered Investment Advisory firm - (6/30/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2014 Terminated)Washington
Registered Investment Advisory firm - (6/30/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/9/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/9/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BR
BROWNSON, REHMUS & FOXWORTH, INC.
BROWNSON, REHMUS & FOXWORTH, INC.
CRD#: 110608 / SEC#: 801-79878
RIA
Registered Investment Advisory firm - (6/10/2014 Approved)Arizona
Registered Investment Advisory firm - (6/30/2014 Terminated)California
Registered Investment Advisory firm - (7/30/2014 Terminated)Colorado
Registered Investment Advisory firm - (7/30/2014 Terminated)Connecticut
Registered Investment Advisory firm - (7/8/2014 Terminated)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Georgia
Registered Investment Advisory firm - (6/30/2014 Terminated)Illinois
Registered Investment Advisory firm - (6/10/2014 Terminated)Indiana
Registered Investment Advisory firm - (7/2/2014 Terminated)Michigan
Registered Investment Advisory firm - (7/2/2014 Terminated)Minnesota
Registered Investment Advisory firm - (6/30/2014 Terminated)New York
Registered Investment Advisory firm - (6/30/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/30/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2014 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Texas
Registered Investment Advisory firm - (6/30/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2014 Terminated)Washington
Registered Investment Advisory firm - (6/30/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
227 West Monroe Street Suite 1800, Chicago, IL 60606
Mailing Address
Phone number
(312) 346-5850
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,359 |
| AUM (Assets Under Management) | $ 4,270,994,216 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 10/21/2024 | ||
| 08/24/2023 | ||
| 09/12/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
