Emily Clare A. Cafasso
Professional summary
Emily Clare Ambrose Cafasso, who also goes by Emily Clare Ambrose Cafasso, Emily Clare Fenn, Emily Clare Ambrose Fenn, Emily Clare Ambrose Fenn, is a registered financial advisor currently at COMPASS WEALTH MANAGEMENT LLC located in Guilford, Connecticut.
Emily Clare is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Emily Clare has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Emily Clare Ambrose Cafasso's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
COMPASS WEALTH MANAGEMENT LLC
Office #1: 10 Water Street, Guilford, CT 06437January 12, 2012 - August 18, 2023
COASTAL BRIDGE ADVISORS
January 3, 2012 - May 1, 2013
PURSHE KAPLAN STERLING INVESTMENTS
November 24, 2010 - December 31, 2011
DOMINARI SECURITIES LLC
Primary Firm SEC Registration
COMPASS WEALTH MANAGEMENT LLC
CRD#: 106289 / SEC#: 801-53805
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/17/2023)
Exams
Current Firm
COMPASS WEALTH MANAGEMENT LLC
CRD#: 106289 / SEC#: 801-53805
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 895 |
| AUM (Assets Under Management) | $ 609,543,910 |
Red Flags
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Company Information
COMPASS WEALTH MANAGEMENT LLC
CRD#: 106289Guilford, CT 06437TRUST BUT VERIFY
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