Zachary P. Lountzis

LOUNTZIS ASSET MANAGEMENT

Wyomissing, PA 19610

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CRD#: 5859737

Professional summary

Zachary Paul Lountzis, who also goes by Zach Lountzis, Zachary Lountzis, Lountzis Paul Zachary Paul, is a registered financial advisor currently at LOUNTZIS ASSET MANAGEMENT, LLC located in Wyomissing, Pennsylvania.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Zachary has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zach Lountzis | Zachary Lountzis | Lountzis Paul Zachary Paul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Paul Lountzis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2021 - Present

LOUNTZIS ASSET MANAGEMENT, LLC

Office #1: 60 Commerce Drive, Wyomissing, PA 19610Office #2: 260 Madison Ave. 8th Floor, New York, NY 10016

RIA

CRD#: 118923

Wyomissing, PA

Past

August 4, 2014 - March 5, 2019

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

June 5, 2012 - August 19, 2014

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 22, 2010 - June 1, 2012

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOUNTZIS ASSET MANAGEMENT, LLC

CRD#: 118923 / SEC#: 801-80715

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

New Jersey

Registered Investment Advisory firm - (1/29/2015 Terminated)

New York

Registered Investment Advisory firm - (1/12/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/15/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/12/2024)

IAR

Pennsylvania
(3/25/2021)

IAR

Texas
(9/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 9/21/2012

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/15/2012

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 6/29/2012

General Securities Representative Examination

General Industry/Product Exam

Series 79

Date: 11/19/2010

Investment Banking Registered Representative Examination

Current Firm

LOUNTZIS ASSET MANAGEMENT, LLC

CRD#: 118923 / SEC#: 801-80715

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

New Jersey

Registered Investment Advisory firm - (1/29/2015 Terminated)

New York

Registered Investment Advisory firm - (1/12/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/15/2015 Terminated)

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Contact information

Main Address

60 Commerce Drive, Wyomissing, PA 19610

Mailing Address

Phone number

(610) 375-2585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOUNTZIS ASSET MANAGEMENT, LLC DISCLOSURE BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	298
AUM (Assets Under Management)	$ 548,781,417

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/17/2024	Cover Page	Report
11/16/2023	Cover Page	Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary P. Lountzis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Paul Lountzis's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

BARCLAYS CAPITAL INC.

Primary Firm SEC Registration

LOUNTZIS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2021

Series 63

Date: 11/16/2010

SIE

Date: 10/1/2018

Series 86

Date: 9/21/2012

Series 87

Date: 8/15/2012

Series 7

Date: 6/29/2012

Series 79

Date: 11/19/2010

Current Firm

LOUNTZIS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LOUNTZIS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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