Evan D. Abrahm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Daniel Abrahm, who also goes by Evan Abrahm, was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 2011. Evan had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2014 - May 17, 2017
NATIXIS ADVISORS, LLC
January 24, 2014 - May 17, 2017
NATIXIS DISTRIBUTION, LLC
October 2, 2013 - October 14, 2013
ASSEMBLY WEALTH
March 12, 2013 - September 17, 2013
FISHER INVESTMENTS
February 21, 2011 - January 10, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
Primary Firm SEC Registration
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85,258 |
| AUM (Assets Under Management) | $ 85,230,726,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
