Philip Rajan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Rajan was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2011. Philip had worked at 7 firms and has passed the Series 63, SIE, Series 82 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2021 - July 21, 2023
INTREPID PARTNERS, LLC
September 3, 2015 - November 5, 2021
CREDIT SUISSE SECURITIES (USA) LLC
April 29, 2014 - August 25, 2015
KEYBANC CAPITAL MARKETS INC.
June 6, 2012 - December 16, 2013
GCP SECURITIES, LLC
June 1, 2012 - December 16, 2013
PAGEMILL PARTNERS, LLC
September 12, 2011 - June 6, 2012
GCP SECURITIES, INC.
September 12, 2011 - May 1, 2014
KROLL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
INTREPID PARTNERS, LLC
CRD#: 198516 / SEC#: , 8-69615
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
