Gregory Raymond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Raymond, who also goes by Greg Raymond, Gregory Alan Raymond, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2012. Gregory had worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2018 - December 31, 2018
QUEST CAPITAL STRATEGIES, INC.
November 20, 2013 - February 19, 2016
ALLSTATE FINANCIAL SERVICES, LLC
August 22, 2012 - June 11, 2013
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
