Laura M. Marsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Mary Marsh was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2012. Laura had worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - October 30, 2023
THE GARBACZ GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE GARBACZ GROUP, INC.
CRD#: 26104 / SEC#: 801-67045, 8-42366
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOSEPHA A GARBACZ BUSINESS TRUST U/T/A 8/22/2007 | OWNER | |
| GARBACZ, JOSEPH ALBERT | CHAIRMAN OF THE BOARD, TRUSTEE, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 712738 |
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 4,880,201 |
Red Flags
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