David A. Bernstein
Professional summary
David Allan Bernstein is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in Henderson, Nevada.
David is registered as a RR (Registered Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 79, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Allan Bernstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2016 - Present
RAINMAKER SECURITIES, LLC
July 16, 2014 - December 17, 2015
CJK SECURITIES, INC.
October 16, 2013 - July 7, 2014
FINANCE 500, INC.
March 28, 2012 - October 16, 2013
CJK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2016)
(2/10/2016)
(2/10/2016)
Exams
Series 28
Date: 6/27/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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