Amanda L. Herrera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Leigh Herrera, who also goes by Amanda Leigh Smith, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2012. Amanda had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2020 - December 31, 2023
CABOT LODGE SECURITIES LLC
June 5, 2018 - December 31, 2023
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
May 10, 2018 - December 31, 2019
KINGSBURY CAPITAL, INC.
February 12, 2015 - April 23, 2018
ALLEN & COMPANY OF FLORIDA, LLC
January 11, 2012 - April 23, 2018
ALLEN & COMPANY OF FLORIDA, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
