Joseph P. Walker
Professional summary
Joseph Peter Walker, who also goes by Joe Walker, is a registered financial professional currently at ARTIST CAPITAL LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Peter Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
ARTIST CAPITAL LLC
Office #1: 20 West 55th Street 11th Floor, New York, NY 10019Office #2: 20 West 55th Street 11th Floor, New York, NY 10019October 20, 2021 - December 31, 2025
BLUE SAND SECURITIES LLC
September 23, 2013 - March 2, 2016
BLUE SAND SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2026)
(6/1/2026)
Exams
Series 7TO
Date: 10/20/2021
General Securities Representative ExaminationFINRA
Current Firm
ARTIST CAPITAL LLC
CRD#: 153937 / SEC#: , 8-68598
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
