John C. Thompson

NOVODYN ADVISORS LLC

The Woodlands, TX 77384

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CRD#: 5859394

Professional summary

John Christopher Thompson SR. is a registered financial advisor currently at NOVODYN ADVISORS LLC located in The Woodlands, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. John has worked at 2 firms and has passed the Series 65, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AIRTROL, INC IS NOT INVESTMENT-RELATED AND IS LOCATED AT 920 SOUTH HIGHWAY DRIVE, FENTON, MISSOURI 63026. AIRTROL IS A MANUFACTURER OF AIR POLLUTION CONTROL EQUIPMENT AND CHRIS HOLDS THE TITLE OF VICE PRESIDENT. HIS RELATIONSHIP BEGAN IN MAY 1978. HE DEVOTES 40 HOURS/MONTH AND 0.50 HOURS/DAY DURING SECURITIES TRADING HOURS. DUTIES ARE RELATED TO OVERALL MANAGEMENT OF AIRTROL, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Thompson SR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2025 - Present

NOVODYN ADVISORS LLC

Office #1: 150 W Burberry Circle, The Woodlands, TX 77384

RIA

CRD#: 156451

The Woodlands, TX

Past

December 20, 2016 - December 31, 2024

NOVODYN ADVISORS LLC

RIA

CRD#: 156451

THE WOODLANDS, TX

Past

February 17, 2011 - December 31, 2014

NOVODYN ADVISORS LLC

RIA

CRD#: 156451

HOUSTON, TX

Past

October 25, 2010 - May 25, 2011

HMB STONEBRIDGE, INC.

RIA

CRD#: 152372

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 10/8/2014

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 3/3/2015

NFA Branch Manager Examination

Current Firm

NOVODYN ADVISORS LLC

NOVODYN ADVISORS LLC | NOVODYN ADVISORS, LLC

CRD#: 156451 / SEC#:

Texas

Registered Investment Advisory firm - (2/10/2025 Approved)

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Contact information

Main Address

150 W Burberry Circle, The Woodlands, TX 77384

Mailing Address

Phone number

(713) 974-6200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Thompson SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

NOVODYN ADVISORS LLC

NOVODYN ADVISORS LLC

NOVODYN ADVISORS LLC

HMB STONEBRIDGE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2010

Series 3

Date: 10/8/2014

Series 30

Date: 3/3/2015

Current Firm

NOVODYN ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

NOVODYN ADVISORS LLC

TRUST BUT VERIFY

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