John C. Thompson

NOVODYN ADVISORS

The Woodlands, TX 77384

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CRD#: 5859394

Professional summary

John Christopher Thompson SR. is a registered financial advisor currently at NOVODYN ADVISORS LLC located in The Woodlands, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. John has worked at 2 firms and has passed the Series 65, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

October 25, 2010 - May 25, 2011

HMB STONEBRIDGE, INC.

RIA

CRD#: 152372

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 10/8/2014

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 3/3/2015

NFA Branch Manager Examination

Current Firm

NOVODYN ADVISORS LLC

NOVODYN ADVISORS LLC | NOVODYN ADVISORS, LLC

CRD#: 156451 / SEC#:

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Contact information

Main Address

150 W Burberry Circle, The Woodlands, TX 77384

Mailing Address

Phone number

(713) 974-6200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NOVODYN ADVISORS LLC

NOVODYN ADVISORS LLC

NOVODYN ADVISORS LLC

NOVODYN ADVISORS LLC

HMB STONEBRIDGE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2010

Series 3

Date: 10/8/2014

Series 30

Date: 3/3/2015

Current Firm

NOVODYN ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

NOVODYN ADVISORS LLC

TRUST BUT VERIFY

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