John C. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Thompson SR. was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2010. John had worked at 2 firms and has passed the Series 65, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2025 - December 31, 2025
NOVODYN ADVISORS LLC
December 20, 2016 - December 31, 2024
NOVODYN ADVISORS LLC
February 17, 2011 - December 31, 2014
NOVODYN ADVISORS LLC
October 25, 2010 - May 25, 2011
HMB STONEBRIDGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOVODYN ADVISORS LLC
CRD#: 156451 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
