Bryan T. Smyth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Thomas Smyth, who also goes by Bryan Smyth, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2010. Bryan had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2017 - May 14, 2019
AXXCESS WEALTH MANAGEMENT, LLC
July 10, 2012 - January 22, 2013
EQUITABLE ADVISORS, LLC
July 10, 2012 - January 22, 2013
EQUITABLE ADVISORS, LLC
January 4, 2011 - April 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 2010 - April 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081 / SEC#: 801-76763
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081 / SEC#: 801-76763
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
