Adam E. Bray

YSB WEALTH MANAGEMENT

KALIDA, OH

Some features on this profile are disabled

CRD#: 5859112

Professional summary

Adam Edward Bray, CFP® is a registered financial advisor currently at YSB WEALTH MANAGEMENT located in Kalida, Ohio.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Adam has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Edward Bray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 13, 2026 - Present

YSB WEALTH MANAGEMENT

RIA

CRD#: 341032

KALIDA, OH

Past

November 13, 2025 - February 4, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

GAHANNA, OH

Past

November 12, 2025 - February 4, 2026

OSAIC WEALTH, INC.

CRD#: 23131

GAHANNA, OH

Past

November 16, 2015 - November 20, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Gahanna, OH

Past

November 16, 2015 - November 20, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Gahanna, OH

Past

June 4, 2013 - November 18, 2015

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

WORTHINGTON, OH

Past

June 3, 2013 - November 18, 2015

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

WORTHINGTON, OH

Past

March 8, 2011 - June 20, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

WORTHINGTON, OH

Past

January 25, 2011 - June 20, 2013

LPL FINANCIAL LLC

CRD#: 6413

WORTHINGTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/13/2026)

IAR

Ohio
(3/13/2026)

IAR

Pennsylvania
(3/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2011

General Securities Representative Examination

Current Firm

YSB WEALTH MANAGEMENT

YSB WEALTH MANAGEMENT | YSB WEALTH MANAGEMENT LLC

CRD#: 341032 / SEC#:

Ohio

Registered Investment Advisory firm - (3/13/2026 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Kalida, OH

Mailing Address

Po Box 685, Kalida, OH 45853

Phone number

(419) 615-8501

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam E. Bray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Edward Bray's CRS (Customer Relationship Summary).

Certified licenses

Experience

YSB WEALTH MANAGEMENT

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2011

Current Firm

YSB WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

YSB WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors