John D. Wagner
Professional summary
John D Wagner, who also goes by John Dennis Wagner, is a registered financial advisor currently at NICHOLSON WEALTH MANAGEMENT GROUP, LLC located in Charleston, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John D Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2024 - Present
NICHOLSON WEALTH MANAGEMENT GROUP, LLC
Office #1: 8 N. Adgers Wharf, Charleston, SC 29401May 1, 2017 - July 11, 2024
CHARLES SCHWAB & CO., INC.
April 28, 2017 - July 11, 2024
CHARLES SCHWAB & CO., INC.
February 19, 2013 - July 14, 2016
CHARLES SCHWAB & CO., INC.
October 24, 2011 - July 14, 2016
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
NICHOLSON WEALTH MANAGEMENT GROUP, LLC
CRD#: 327001 / SEC#: 801-128554
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2024)
Exams
Current Firm
NICHOLSON WEALTH MANAGEMENT GROUP, LLC
CRD#: 327001 / SEC#: 801-128554
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 524 |
| AUM (Assets Under Management) | $ 291,303,842 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
