William T. Mcgowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William T Mcgowan was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2011. William had worked at 1 firm and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2011 - March 30, 2012
CHIMERA SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 10/23/2011
Proprietary Trader Qualification ExaminationCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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