RI
Ryan S. Isaac
DENTIST ADVISORS
San Clemente, CA
Some features on this profile are disabled
CRD#: 5858393
RI
Professional summary
Ryan Scott Isaac, CFP®, who also goes by Ryan Isaac, is a registered financial advisor currently at DENTIST ADVISORS located in San Clemente, California.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Isaac
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Scott Isaac's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 27, 2011 - Present
DENTIST ADVISORS
RIA
CRD#: 149559
San Clemente, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DENTIST ADVISORS
AQUIRE ADVISORS | NAME 808 | DENTIST ADVISORS | AQUIRE WEALTH ADVISORS, LLC
CRD#: 149559 / SEC#: 801-114782
RIA
Registered Investment Advisory firm - (3/4/2019 Approved)Arizona
Registered Investment Advisory firm - (3/25/2019 Terminated)Colorado
Registered Investment Advisory firm - (4/4/2019 Terminated)Idaho
Registered Investment Advisory firm - (3/27/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2019 Terminated)Nevada
Registered Investment Advisory firm - (4/25/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/25/2019 Terminated)Utah
Registered Investment Advisory firm - (3/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/16/2021)
IAR
Texas(5/20/2019)
IAR
Utah(1/27/2011)
Current Firm
DA
DENTIST ADVISORS
AQUIRE ADVISORS | NAME 808 | DENTIST ADVISORS | AQUIRE WEALTH ADVISORS, LLC
CRD#: 149559 / SEC#: 801-114782
RIA
Registered Investment Advisory firm - (3/4/2019 Approved)Arizona
Registered Investment Advisory firm - (3/25/2019 Terminated)Colorado
Registered Investment Advisory firm - (4/4/2019 Terminated)Idaho
Registered Investment Advisory firm - (3/27/2019 Terminated)Louisiana
Registered Investment Advisory firm - (3/25/2019 Terminated)Nevada
Registered Investment Advisory firm - (4/25/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (3/25/2019 Terminated)Utah
Registered Investment Advisory firm - (3/25/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6440 S Wasatch Blvd. Suite 215, Salt Lake City, UT 84121
Mailing Address
Phone number
(801) 748-1243
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,722 |
| AUM (Assets Under Management) | $ 461,768,746 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
