WD
William H. Davis
STANCE CAPITAL LLC
Boston, MA 02116
Some features on this profile are disabled
CRD#: 5858250
WD
Professional summary
William Holland Davis is a registered financial advisor currently at STANCE CAPITAL LLC located in Boston, Massachusetts.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. William has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CWM Retirement Plan Services, Mr. Davis is compensated for providing introductions to businesses looking for advanced 401k plan design and management. Mr. Davis spends approximately 6 hours per month in this capacity, some of which may be during securities trading hours.
2. Impact Infrastructure, 2012, Board Member, 4 hours per month half of which may be during securities trading hours
3. Honeydrop Beverages, 2014, Board Member, 4 hours per month half of which may be during securities trading hours
4. Mafic, S.A., 2017, Board Member, 4 hours per month half of which may be during securities trading hours
5. Drake Partners Beta Fund, LLC, investment related, investment committee, 6 hours per month, Mr. Davis acts as the sounding board to management on potential portfolio companies and leads the advisory committee.
CRS (Client Relationship Summary) - RIA
Click below to view William Holland Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2016 - Present
STANCE CAPITAL LLC
Office #1: 131 Dartmouth Street 3rd Floor, Boston, MA 02116RIA
CRD#: 284267
Boston, MA
Past
March 4, 2013 - April 3, 2020
EMPIRICAL ASSET MANAGEMENT, LLC
RIA
CRD#: 155436
NEWTON, MA
Past
January 22, 2013 - July 16, 2014
M3 ADVISORY GROUP, LLC
RIA
CRD#: 156208
NEWTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STANCE CAPITAL LLC
STANCE CAPITAL LLC
CRD#: 284267 / SEC#: 801-120103
RIA
Registered Investment Advisory firm - (1/6/2021 Approved)Massachusetts
Registered Investment Advisory firm - (1/11/2021 Terminated)New York
Registered Investment Advisory firm - (1/11/2021 Terminated)Texas
Registered Investment Advisory firm - (1/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/27/2016)
IAR
Texas(11/15/2018)
Current Firm
SC
STANCE CAPITAL LLC
STANCE CAPITAL LLC
CRD#: 284267 / SEC#: 801-120103
RIA
Registered Investment Advisory firm - (1/6/2021 Approved)Massachusetts
Registered Investment Advisory firm - (1/11/2021 Terminated)New York
Registered Investment Advisory firm - (1/11/2021 Terminated)Texas
Registered Investment Advisory firm - (1/11/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
131 Dartmouth Street 3rd Floor, Boston, MA 02116
Mailing Address
Phone number
(617) 875-1062
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 109 |
| AUM (Assets Under Management) | $ 228,442,112 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STANCE CAPITAL LLC
CRD#: 284267Boston, MA 02116TRUST BUT VERIFY
Monitor William Davis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
