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Gregory Jon Andrews

CRD# 5858207·Registered 2010 - 2020
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Jon Andrews, who also goes by Greg Jon Andrews, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2010 - 2020. Gregory had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Jon Andrews

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

TELLSON SECURITIES·CRD# 286665
BD
Newport Beach, CA
April 6, 2020 - August 31, 2020
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Newport Beach, CA
September 6, 2018 - January 14, 2020
BOUSTEAD SECURITIES, LLC·CRD# 141391
BD
Irvine, CA
April 24, 2012 - July 18, 2017
INNOVATION CAPITAL, LLC·CRD# 133551
BD
Los Angeles, CA
December 22, 2010 - April 14, 2011

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Current Firm

TS
TELLSON SECURITIES

41 NORTH SECURITIES, INC. | TELLSON SECURITIES

CRD#: 286665 / SEC#: 8-69896
BD
Terminated by SEC on 05/20/2024

Contact Information

Established

Delaware since 11/23/2016

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BOYD-JONES, ANDREWPRESIDENT, CCO1720962
TELLSON HOLDINGS, INC.OWNER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2010About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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