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GA

Gregory J. Andrews

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CRD#: 5858207
GA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Jon Andrews, who also goes by Greg Jon Andrews, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2010. Gregory had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Greg Jon Andrews

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 6, 2020 - August 31, 2020

TELLSON SECURITIES

BD
CRD#: 286665
NEWPORT BEACH, CA
Past

September 6, 2018 - January 14, 2020

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
NEWPORT BEACH, CA
Past

April 24, 2012 - July 18, 2017

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
Irvine, CA
Past

December 22, 2010 - April 14, 2011

INNOVATION CAPITAL, LLC

BD
CRD#: 133551
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/15/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TS
TELLSON SECURITIES
41 NORTH SECURITIES, INC. | TELLSON SECURITIES

CRD#: 286665 / SEC#: , 8-69896

BD
Terminated by SEC on 05/20/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 11/23/2016
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BOYD-JONES, ANDREWPRESIDENT, CCO1720962
TELLSON HOLDINGS, INC.OWNER

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TELLSON SECURITIES

CRD#: 286665

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